Zhitong Finance APP News, Haitong Securities (600837)(06837) issued an announcement, the relevant company date is April 12, 2024fivecardstudAnnouncement on receipt of the "Notice of Opening a Case"(Zheng Jian Fa Zi No. 03720240050) from the China Securities Regulatory Commission (China Securities Regulatory Commission) and the "Advance Notice of Administrative Punishment" dated April 19, 2024 "(Punishment Zi [2024] No. 56). On April 30, 2024, the company received the Administrative Punishment Decision ([2024] No. 45) from the China Securities Regulatory Commission.
The company sincerely accepts penalties and pays fines within the specified time. It will reflect deeply, learn lessons, conscientiously implement various rectification requirements, further optimize the compliance and internal control mechanism, continuously improve the awareness and level of standardized operations, insist on drawing inferences from one example, and comply with laws and regulations. Promote the company's various businesses steadily and prudently. The company will conscientiously study and actively implement the new "National Nine Articles" of the capital market and a series of policies and measures, deeply grasp the main connotation of high-quality development of the capital market, establish correct business concepts, return to the origin of the industry, protect the legitimate rights and interests of investors, and serve the stability and healthy development of the capital market.