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Source: Bay area 007
Nuoan fund Cai Songsong uses the funds he manages for personal gain, which has aroused public attention to the rat positions of public offering funds.
According to Caixin, Cai Songsong was caught by supervision because he collected money from his own account.
The mouse positions of some fund companies, such as the fund manager of Boshi Fund, are much better than those of Cai Songsong.
Recently, there is a big V to take out the mouse warehouse of the Boshi fund for analysis, and found that Ma Le of the Boshi fund is much more clever in making the mouse warehouse.
Let's take a look at the modus operandi of the Boshi Fund Mouse Cang:
Ma Le of Boshi Fund, who never leaves his real identity in the "mouse warehouse" operation, does not use the accounts of relatives and friends to sign any contracts with others, but also uses a pseudonym.RoulettetablesRent a house and run a broadband network, also use pseudonyms to avoid placing orders in the office, never use instant messaging tools to chat, and even seldom use mobile Wechat.
Ma Le has bought more than a dozen bearer phone cards for placing orders and throws them away every few months.
Therefore, if you do so, supervision is still relatively difficult to find!
However, due to an accident, Ma Le's mouse warehouse was exposed:
A car accident led to a major turning point in learning. Ma Le had a car accident while driving. In a panic, Ma Le mistakenly used the phone number used in the "Mouse Cang" transaction to call the police for help. After comparing the license plate number with the phone number, the prosecutor locked it and accessed the communication records of the phone card. in the face of ironclad evidence, Ma Le had to confess the whole process of his "rat warehouse".
The big V pointed out:
How can we solve the case if there is no car accident? There is simply no way to start, there is nothing we can do about it, we can't catch any criminal evidence at all, we can only let it go unpunished!
Although this incident has passed, it still makes people marvel at Yu Bo (Jin Kirin analyst) when the fund mouse warehouse clever tactics, as well as the huge value of the case!
During the period from March 9, 2011 to May 30, 2013, Ma Le Mouse Cang lasted for 26 months, involving 76 stocks and making a profit of 18.83 million yuan. This is the largest rat warehouse ever found. From the point of view of the operation, Ma Le is basically a routine method, controlling three stock accounts that have nothing to do with him. In order to ensure efficiency, Ma Le places orders in person with his mobile phone.
Ma Le himself invested more than 3 million yuan, his relative Yan invested 250000 yuan, and finally made a total profit of 18.83 million yuan. When the actual three accounts were finally frozen, the amount reached 37.67 million yuan, and the public prosecution organ only prosecuted the amount after the "rat warehouse" was put into the criminal law. From this point of view, the profit space of rat positions is huge, which is also a major reason why many fund managers are desperate.
A total of 76 stocks were involved, including Hubei Yihua and Zhongtiancheng Investment. Because the fund manager's trading time record phone was monitored, Ma Le bought more than a dozen Shenzhouhang phone cards, placed orders over the phone, and then discarded them every few months.
Compared with some fund managers who have filed cases before, they use msn to communicate stock information and place orders directly on the company's computer market software. Ma Le's anti-investigation consciousness is already very strong.
From the perspective of the case, Ma Le was not defeated because of the on-site inspection and phone records of the Securities and Futures Administration, but the big data system of the halberd Exchange.
When the big data system of the Shenzhen Stock Exchange scanned the large capital accounts, it found that several accounts highly coincided with the stocks of the Bosch selection fund managed by Ma Le, and then called the police, and the inspectors tracked down the trail, and finally found Ma Le hidden behind the data.
On March 28, 2014, the Shenzhen Intermediate people's Court sentenced Ma Le to three years' imprisonment, suspended for five years, recovered 18.83 million yuan of illegal proceeds and fined 18.84 million yuan. Ma Le said in court that he would serve the sentence and would not appeal.
I don't know if Cai Songsong had not collected money from his own account and his rat warehouse had been more hidden, would he have been discovered this time?
It is hoped that regulators will continue to strengthen the supervision of public offering funds to prevent similar incidents from happening again!
But no matter how covert the rat barn is, it is the job of regulators to detect and stop it. As the investment channel of the majority of investors, the integrity and compliance of public offering funds are very important. Cai Songsong's rat warehouse incident has sounded a wake-up call to us and reminded us that regulators must take more stringent and effective measures to strengthen the supervision of public offering funds.
First of all, regulators should strengthen the daily supervision of public fund companies, establish a more perfect supervision system, and standardize the behavior of public fund companies. Secondly, regulators should strengthen the supervision of public offering fund managers, establish a sound assessment mechanism and incentive mechanism, guide public offering fund managers to practice in compliance, and avoid illegal operations.
In addition, regulators should also strengthen the education of investors and improve their risk awareness and self-protection ability. Investors should clearly define their investment objectives and risk tolerance, and choose appropriate investment products and investment channels. At the same time, investors should also strengthen their understanding of the investment market and improve their investment skills and risk prevention awareness.
In short, to avoid the recurrence of similar incidents requires the joint efforts of regulators, public fund companies, public fund managers and investors. Only by establishing a more perfect supervision system, strengthening daily supervision, improving employees' awareness of compliance, and strengthening investor education, can we ensure the healthy development of public offering funds and protect the legitimate rights and interests of the majority of investors.